Fiduciary Compliance


Our retirement plan specialists work with you to make sure you understand your obligations as a plan sponsor and are taking full advantage of the many levels of relief offered under the plan regulations.

Participant Education
We have financial professionals who provide seminars for your employees and give them the tools to provide for their retirement.

Participant Investment Advice
As Registered Investment Advisors, we assist your plan participants with investment direction to assure proper asset allocation.

Plan Compliance
We help you maintain compliance with all IRS and DOL rules governing your plan.

This material is for informational purpose only and is not meant as tax or legal advice. Please consult with your tax or legal advisor regarding your personal situation. NFP does not provide legal or tax advice.

Using diversification as part of your investment strategy neither assures nor guarantees better performance and cannot protect against loss of principal due to changing market conditions.

NFP is not associated with Hefner & Associates, Inc.

Securities offered through Registered Representatives of NFP Securities, Inc., A Broker/Dealer and Member FINRA/SIPC Investment Advisory Services offered through Investment Advisory Representatives of NFP Securities, Inc. a Federally Registered Investment Advisor. IPS Advisors, Inc. is an affiliate of NFP Securities, Inc. and a subsidiary of National Financial Partners Corp., the parent company of NFP Securities, Inc. This site is published for residents of the United States only. Registered representatives and investment advisor representatives of NFP Securities, Inc. may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed.

For additional information, please contact the NFP Securities, Inc. Compliance Department at 512.697.6000

An NFP Company

Website Development by Neutral Blue